What do the professional rules require when lawyers use AI?
Three duties carry the answer. § 43a(2) BRAO imposes a duty of confidentiality about everything that has become known in the course of professional work, which according to the BRAK (German Federal Bar) guidance includes clients' names and the fact that a mandate exists. § 43e BRAO governs when service providers, including AI providers, may gain access to these facts. § 43 BRAO requires conscientious professional practice and thus your own review of every work result.
- Access only as far as necessary (§ 43e(1)), and only after careful selection of the provider (para. 2).
- Contract in text form (para. 3): a confidentiality obligation with instruction on the consequences under criminal law, knowledge only as far as necessary to perform the contract, and a rule for further persons.
- Service providers abroad (para. 4): only if the protection of secrets there is comparable to that in Germany.
- The client's consent (para. 5) if the service directly serves a single client matter.
The contractual obligation also protects you. Under § 203(4) sentence 2 no. 1 StGB (German Criminal Code), anyone who has failed to ensure that a person involved in their work was bound to secrecy commits an offence if that person discloses a secret. According to the BRAK guidance, whether the provider actually looks at the data is irrelevant for access; the possibility is enough. The details are in the article AI and § 203 StGB. For tax advisers, § 62a StBerG is a provision with the same structure, as the table in the article AI for tax advisers shows.
What do the BRAK and DAV advise?
Both consider AI permissible under professional law, but draw the line on client secrets differently. In December 2024, the German Federal Bar published guidance on the use of artificial intelligence, and in July 2025 the German Bar Association (DAV) published its own-initiative statement no. 32/2025. Read side by side:
| Question | BRAK, guidance (December 2024) | DAV, statement 32/2025 (July 2025) |
|---|---|---|
| Client secrets in a language model? | with language models such as ChatGPT not necessary at the state of the art at the time, at least for freely accessible versions; where possible only abstract queries that allow no conclusions about a mandate | permissible towards a provider selected and bound under § 43e BRAO, as far as necessary; never in freely available tools |
| Anonymise? | if possible, fully anonymise documents beforehand; removing names and addresses is usually not enough | mandatory for freely available tools; no general obligation for bound service providers |
| Consent under § 43e(5) | not addressed separately | only if the tool directly serves a single client matter, not for a general firm tool |
| Providers abroad | not conclusively settled; prefer providers with servers in Germany or Europe | comparable protection for EU states according to the legislative explanatory memorandum; in practice guided by data protection standards |
| Checking the results | own responsible review and final check always required | check citations in full; adoption without checking only if the client expressly wants it |
| Inform clients about AI? | no obligation under professional law; transparency and, in case of doubt, a contractual provision recommended | no general professional obligation |
| Training on client data | not a separate point | exclude by contract |
In practice, this means: if you follow the BRAK's more cautious line, you do not put client secrets into a language model at all. The DAV's line requires a provider that is bound in text form under § 43e(3) BRAO and excludes training on client data by contract. Both agree that responsibility for the result stays with the lawyer.
Which Legal AI tools are there for German law firms?
Besides general chat assistants, legal publishers and legal tech providers offer their own working environments. They connect a language model to a legal database and support answers with citations. As of September 2026, the providers describe their offerings as follows:
| Product | Content in the background | Features according to the provider |
|---|---|---|
| Beck-Noxtua (C.H.Beck and Noxtua) | Content from beck-online | Research on legal questions, review of documents, drafts; citable sources; the provider cites the GDPR, § 43a and § 43e BRAO and § 203 StGB |
| juris KI-Suite | exclusively the juris data space | Research, analysis, draft texts for submissions and client letters, analysis of documents; citable source references; processing on servers in Europe, AI partners contractually bound under § 203 StGB |
| Libra by Wolters Kluwer | Wolters Kluwer Online, plus selected content from the publisher Dr. Otto Schmidt | Research, drafting, review and analysis in one working environment, including in Microsoft Word |
| Otto Schmidt Answers | Literature in Otto Schmidt online | Answers to legal questions with direct references to the sources; developed with Taxy.io |
The table is not a ranking and not a recommendation; it reflects what the providers write themselves. For each offering, check the contract documents under § 43e BRAO, not the marketing page. General assistants such as ChatGPT or Claude do not access these publishers' databases; their data routes are compared in the articles Biwak or ChatGPT and Biwak or Claude.
Which tasks in a law firm is AI suitable for?
AI helps most where a lot of reading, sorting and wording is done and a lawyer can check the result against the file. The DAV names research, document analysis, for example in due diligence reviews, drafting contracts and documents, summaries and the transcription of conversations as typical areas of use.
| Task | Suitability | What to watch out for |
|---|---|---|
| File summary and chronology from submissions and correspondence | good | have every statement supported with document and page; scanned files need text recognition |
| Draft submission from established facts | medium | facts, motions and arguments remain the lawyer's work |
| Comparing two versions of a contract | good | use the word processor's compare function for the exact wording, and AI for classifying the substance |
| Clause review against a firm checklist | good | provide the checklist; the lawyer carries out the review of standard terms under §§ 305 et seq. BGB personally |
| Research of case law and literature | good with a database, otherwise only as a starting point | read every citation in the original |
| Client letters in plain language | good | check that the simplification does not change the content |
| Translation of documents | good for working versions | check technical terms and deadlines against the original |
| Calculating deadlines | unsuitable | deadline control stays with the deadline calendar and the responsible person |
Compare the liability, warranty and termination clauses in template-a.docx and template-b.docx. Create clause-comparison.csv with the columns topic, wording A, wording B and difference in one sentence. Quote verbatim, do not add any clauses, and write “missing” if a topic is not covered.
- Input
- Two of the firm's contract templates as Word files, with no client reference
- Result
- A CSV table with one row per topic
- Check
- Read every row against the wording of both files; the lawyer carries out the legal assessment of the differences
Why must citations in AI texts always be checked?
Because language models can invent judgments, commentary passages and margin numbers that look genuine. In July 2025, the Cologne Local Court criticised a submission whose legal arguments and citations, in the court's view, had evidently been generated with artificial intelligence and were entirely made up. Under one cited FamRZ reference, the court found decisions on completely different legal questions, and a cited commentary passage had been written by a different author.
“He is advised that it constitutes a breach of § 43a(3) BRAO if a lawyer knowingly spreads untruths.”
How often this happens depends on the model and on whether it accesses a database. In January 2024, a Stanford University study found hallucination rates, that is, shares of invented answers, of 69 to 88 per cent for the general models widely used at the time when asked specific questions about decisions of US courts (Stanford HAI). The figures apply to older models and a different legal system, but the pattern remains: the more precise the question about a citation, the greater the risk of an invented answer.
- Open every decision by court, date and case number in a database
- Read the cited margin number and check whether it supports the statement
- Compare verbatim quotations word for word with the original
- For commentaries, check the work, edition, author and margin number
- Check statutory provisions in the version that applied at the relevant time
- Delete citations that cannot be found; do not reword them
What does the EU AI Act mean for law firms?
Law firms are usually deployers of general AI tools, not providers of a high-risk system. Annex III point 8(a) of the EU AI Act covers systems intended to be used by a judicial authority or on its behalf to assist it in researching and interpreting facts and the law and in applying the law to a concrete set of facts, as well as systems used in a similar way in alternative dispute resolution. The BRAK concludes from this that the systems used in law firms are not covered, because the provision refers to judicial authorities. If you use AI close to the decision in conciliation or arbitration proceedings, you should check the classification separately. In any case, after the amendment by Regulation (EU) 2026/1744, the obligations for high-risk systems under Annex III only apply from 2 December 2027.
For law firms, Art. 4 is what matters most. Since 27 July 2026, it has required providers and deployers to take measures to support the development of their staff's AI literacy; they do not have to guarantee a particular level. The BRAK guidance of 2024 still quotes the old, stricter version. Training and a written firm policy nevertheless remain sensible, as the article AI literacy training describes. If you run a chatbot for clients on your website, also check the transparency obligations under Art. 50; the deadlines are set out in EU AI Act: which deadlines apply from when.
How does a law firm get started with AI safely?
With a written firm policy, two or three tasks without client secrets, and a review of the contract under § 43e BRAO before the first real file goes into a tool.
- Write a firm policy
Which tools are approved, which data may go in, who checks results? Rule out private accounts for firm work.
- Start with tasks that involve no client matter
Compare contract templates, summarise training materials, draft website texts and checklists. No client secret is involved here.
- Check the provider
Contract in text form under § 43e(3) BRAO, processing on behalf under Art. 28 GDPR, server location and subcontractors, no training on your data, retention period, access in a support case.
- Train the team
Strengths, weaknesses and the checking routine for citations. You have to bind your employees to confidentiality in text form under § 43a(2) BRAO anyway; remind them that this also applies to AI inputs.
- Check and record
Note which tool was used for what and who checked the result.
- Only then client data
Only with a provider bound under § 43e BRAO and, if the tool directly serves a single client matter, with the client's consent.
Templates and clauses yes, client secrets no: Biwak in a law firm
Today only for work without client secrets or with fully anonymised files. In a law firm, that mainly means contract templates, clause libraries, checklists and training materials. Biwak's AI agent works in a folder you assign to it and reads Word files, PDFs with a text layer, Excel, CSV and emails saved as .eml files there. It saves results as CSV, HTML or Markdown, so a clause comparison comes as a table and not as a finished submission. Because Biwak backs up the folder before each task, an unwanted change to a template can be undone with one click.
For § 43e BRAO, the actual data route is what counts; a local app on its own does not meet any requirements of professional secrecy. With a model task, Biwak transmits the question, the context needed from the conversation and the contents of the files used to the model provider. Processing happens in the EU: at Microsoft Azure in the EU Data Zone, or as a fallback via Prem AI (contracting party PREM SA, Switzerland). At Azure, according to Microsoft, inputs are accessible neither to other customers nor to the model makers and are not used for training. Before selecting a provider under § 43e(2) BRAO, you should nevertheless know four points: Microsoft may store suspicious requests for abuse detection and have them reviewed by humans, with storage in Germany. For the fallback route, when Azure rejects a task, the following applies: Prem names its compute partners Nebius and TensorX, but a DPA with Prem has not yet been signed; Prem assures, by its own account, by contract and organisationally, not technically, that inputs are not stored; and Biwak does not currently use the encrypted mode that Prem recommends for legal documents. Biwak's DPA contains a confidentiality undertaking in text form; none of the model providers has expressly committed itself under Section 203 StGB. If you follow the BRAK's line, you do not put client secrets into any language model anyway; if you follow the DAV's line, you check the provider yourself beforehand. Conversations from the desktop app are stored on your computer and only reach Biwak if you send an error report or a report yourself; the details are in the privacy policy.
- Comparing contract templates and clause libraries, with the result as a CSV table
- Checklists, work instructions and training materials as drafts
- File summaries and chronologies from fully anonymised files
- Analyses from Excel or CSV files of the firm's administration without client reference
- no connection to beA (the German lawyers' electronic mailbox), law firm software or Outlook
- no text recognition: Biwak does not read scanned files and photos
- no old formats such as .doc or .msg without prior conversion
- no legal database and practically no web search in the desktop app
- no legal advice: the results are drafts that the lawyer checks
Frequently asked questions
May lawyers use ChatGPT?
Yes, but in freely accessible versions only without client secrets. The DAV regards entering them there as an impermissible disclosure, and the BRAK advises abstract queries and fully anonymised documents. Client data requires a provider that is bound to confidentiality in text form under § 43e BRAO. Every answer, and above all every citation, must be checked before use.
Do I need my clients' consent to use AI?
§ 43e(5) BRAO requires it if a service directly serves a single client matter. The DAV does not regard a tool used generally in the firm as such a case. For the identically worded rule in the Tax Advisers Act, the Federal Chamber of Tax Advisers considers the question unresolved; if in doubt, obtain consent.
Do I have to inform clients about the use of AI?
Neither the BRAK nor the DAV sees a general obligation under professional law. Obligations may, however, arise from the engagement contract or from competition law, and if personal data flows to a provider, the GDPR requires information. The BRAK recommends governing the use by contract in case of doubt.
Is Legal AI a high-risk system under the EU AI Act?
As a rule, no. Annex III point 8 of the Act covers systems that assist judicial authorities in researching and interpreting facts and the law, and the BRAK does not place law firm tools there. In any case, the obligations for high-risk systems under Annex III only apply from 2 December 2027.
What are the consequences if an AI submission contains invented citations?
In 2025, the Cologne Local Court criticised such a submission and pointed to § 43a(3) BRAO, which prohibits knowingly spreading untruths. On top of that come liability towards the client and a loss of trust with the court. The BRAK also points out that with a very high degree of automation, it may become questionable whether professional indemnity insurance still pays.
Sources
- § 43 BRAO: general professional duty
- § 43a BRAO: basic duties
- § 43e BRAO: use of service providers
- § 203 StGB: violation of private secrets
- BRAK: guidance on the use of artificial intelligence (AI), as of December 2024 (PDF)
- DAV: own-initiative statement no. 32/2025 on the use of AI in the legal profession, July 2025
- Cologne Local Court (AG Köln), order of 2 July 2025, 312 F 130/25
- Regulation (EU) 2024/1689 (AI Act), Annex III
- Regulation (EU) 2026/1744 amending the AI Act, OJ L of 24 July 2026
- Stanford HAI: Hallucinating Law, 11 January 2024
This text is not legal advice. It is the groundwork we had to do for ourselves, with the legal references, so that your lawyer does not have to start from scratch. Where a question depends on your circumstances, the text says so.
